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Roth Capital Partners is a leading small-cap underwriter having raised $3 billion in 135 offerings over the past seven years. In 1999, Roth Capital Partners led more underwritings for issuers with market caps of under $150 million than any other investment banking firm*. In each of the last six years, Roth Capital Partners ranked in the top twenty nationally among investment banks in aftermarket performance according to CommScan EquiDesk**.
Our Mission is to provide institutional quality
investment banking, research and distribution services to high quality
micro-cap companies and to offer investment guidance to their investors.
Founded in 1984, Roth Capital Partners, Inc. formerly Cruttenden Roth, is one of the largest independent investment banking and brokerage firms in Southern California. We target high-growth industries, aggressively uncovering and evaluating promising opportunities. Research and preparation allow us to navigate risk, anticipate opportunity and react quickly.
Roth Capital Partners is committed to long-term partnerships with emerging growth companies and the investors who back them. We offer a complete range of brokerage and investment banking services to middle market companies including public offerings, private placements and M&A advisory, as well as a full range of brokerage and investment services to both institutional and private investors.
By supporting emerging companies at an earlier stage of development, we know our clients and their financial marketplace. As we guide entrepreneurs through the capital raising process, our experience and long-established relationships with major financial institutions help get small companies through big doors.
Roth Capital Partners is proud to support the emerging businesses that will shape the future and the investors who make their progress possible.
Please feel free to explore our Internet site, and be sure to sign our Guest Book before you leave today. We at Roth Capital Partners are happy to provide additional information about any of our services. You can make requests through the Guest Book, call us at (800) 678-9147, or e-mail your requests to [email protected].
*Source: IDD's The IPO Reporter (years ended 1994, 1995, 1996, 1997, 1998, 1999). Rankings are calculated as an average of all individual stock returns of each book manager as of respective year-end. Only firms with a minimum of four deals in each year are ranked.
**Source: CommScan's 1999 Manager Lead Tables for issuers with Market Capitalizations under $100 million.
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© 2001 Roth Capital Partners, Inc. All Rights Reserved. Member NASD/SIPC.